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NISM Series II: B: Registrars and Transfer Agents (MF) Certification and NISM II B Question Bank details
The NISM Series II B – Registrar and Transfer Agents (MF) Certification Exam holds significant importance for individuals employed in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations within the mutual fund R&T function. Its aim is to enhance the quality of investor service and operational process efficiency within this sector.
Examination Objectives
The examination objectives for the NISM Series II B – Registrar and Transfer Agents (MF) Certification Exam include:
- Regulatory framework: Understanding the regulatory framework governing the mutual fund industry, including laws, regulations, and guidelines relevant to Registrars to an Issue and Share Transfer Agents (R&T agents) operating in the mutual fund domain.
- Operational processes: Familiarizing with the operational procedures specific to mutual fund Registrar and Transfer Agents, including transaction processing, investor services, and compliance requirements.
- Risk management: Identifying, assessing, and mitigating risks associated with mutual fund Registrar and Transfer Agent operations to safeguard investor interests and maintain operational stability.
- Technology and automation: Embracing technological advancements and automation tools relevant to mutual fund operations to enhance efficiency, accuracy, and service delivery in Registrar and Transfer Agent functions.
Assessment Structure
The NISM Series II B: Registrars and Transfer Agents (MF) Certification (NISM Series II B: RTA Examination) will have a total of 100 marks, with 100 questions, each carrying a weight of 1 mark. Candidates are allotted 2 hours to complete the exam. Negative marking of 25% of the marks assigned to each question will be applied for incorrect answers. The passing score for the examination is set at 50%.
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