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NISM Series XIII: Common Derivatives Certification

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NISM Series XIII: Common Derivatives Certification and NISM XIII Question Bank details

The NISM Series XIII – Common Derivatives Certification Exam holds significant importance as it offers a comprehensive certification covering Equity Derivatives, Currency Derivatives, and Interest Rate Derivatives markets. This certification serves as a vital asset for individuals seeking versatile expertise across various derivative markets, enhancing their capabilities and market insights.

Examination Objectives

The objectives of the NISM Series XIII – Common Derivatives Certification Exam include:

  • Comprehensive Understanding: To ensure candidates have a thorough understanding of derivative markets, including Equity Derivatives, Currency Derivatives, and Interest Rate Derivatives, along with their features, products, and trading mechanisms.
  • Risk Management Proficiency: To equip candidates with the knowledge and skills necessary to effectively manage risks associated with derivative instruments across different market segments, including hedging strategies, risk measurement techniques, and risk mitigation approaches.
  • Regulatory Compliance: To ensure candidates are well-versed with the regulatory framework governing derivative markets, including relevant laws, regulations, and guidelines issued by regulatory authorities such as SEBI (Securities and Exchange Board of India).
  • Product Understanding: To evaluate candidates’ comprehension of various derivative products, their characteristics, pricing models, and applications in financial markets.
  • Application in Financial Decision Making: To enable candidates to apply their knowledge of derivative markets in real-world scenarios, including trading strategies, portfolio management, and risk hedging techniques.
Assessment Structure

The Common Derivatives Certification (NISM Series 13) will have a total of 150 marks, with 150 questions, each carrying a weight of 1 mark. Candidates are allotted 3 hours to complete the exam. Negative marking of 25% of the marks assigned to each question will be applied for incorrect answers. The passing score for the examination is set at 60%.


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